-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NdM42JSJq9DphlNNIWRlxrIEheSYrX2t6Y8R1sCbJw1Y/c5Z7t/MkZZ9toiII8uu a/3OxZ5AljGmkVmRK6XIpA== 0000950144-01-003835.txt : 20010326 0000950144-01-003835.hdr.sgml : 20010326 ACCESSION NUMBER: 0000950144-01-003835 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010323 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CT COMMUNICATIONS INC /NC CENTRAL INDEX KEY: 0000023259 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 561837282 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41683 FILM NUMBER: 1576863 BUSINESS ADDRESS: STREET 1: 68 CABARRUS AVE EAST STREET 2: P O BOX 227 CITY: CONCORD STATE: NC ZIP: 28025 BUSINESS PHONE: 7047880244 MAIL ADDRESS: STREET 1: 68 CABARRUS AVE EAST STREET 2: PO BOX 227 CITY: CONCORD STATE: NC ZIP: 28025 FORMER COMPANY: FORMER CONFORMED NAME: CONCORD TELEPHONE CO DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SCHRAMM MARIAM C CENTRAL INDEX KEY: 0001078461 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 238206839 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CT COMMUNICATIONS INC STREET 2: 68 CABARRUS AVENUE, EAST CITY: CONCORD STATE: NC ZIP: 28025 BUSINESS PHONE: 7047222332 MAIL ADDRESS: STREET 1: CT COMMUNICATIONS INC STREET 2: 68 CABARRUS AVE. EAST CITY: CONCORD STATE: NC ZIP: 28025 SC 13G/A 1 g67860bsc13ga.txt CT COMMUNICATIONS INC/MARIAM C SCHRAMM 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) CT Communications, Inc. ------------------------------------------------------------------------------- (Name of Issuer) Common Stock ------------------------------------------------------------------------------- (Title of Class of Securities) 126426 40 2 ------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act. Page 1 of 4 pages 2 CUSIP No. 126426 40 2 13G - ------------------------------------------------------------------------------- 1) Names of Reporting Persons: I.R.S. Identification Nos. of above persons (entities only): Estate of Mariam C. Schramm - ------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions): (a) [ ] (b) [ ] - ------------------------------------------------------------------------------- 3) SEC Use Only - ------------------------------------------------------------------------------- 4) Citizenship or Place of Organization: Mrs. Schramm was a citizen of North Carolina - ------------------------------------------------------------------------------- Number of (5) Sole Voting Power: 0 Shares Bene- ficially (6) Shared Voting Power: 953,462 Owned by Each Report- (7) Sole Dispositive Power: 0 ing Person With (8) Shared Dispositive Power: 953,462 - ------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 953,462 - ------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row 9 Excludes Certain Shares (See Instructions): [ ] - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9: 5.1% - ------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions): IN - ------------------------------------------------------------------------------- Page 2 of 4 pages 3 Item 1. (a) Name of Issuer: CT Communications, Inc. (b) Address of Issuer's Principal Executive Offices: 68 Cabarrus Avenue, East Concord, North Carolina 28025 Item 2. (a) Name of Person Filing: This Schedule is filed on behalf of a trust for the benefit of the Estate of Mariam C. Schramm. Mrs. Schramm was a citizen of the United States. (b) Address of Principal Business Office or, if none, Residence: 845 Church Street North Suite 201 Concord, North Carolina 28025 (c) Citizenship: See above Item 2(a) (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 126426 40 2 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [ ] Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) [ ] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [ ] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [ ] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [ ] An investment adviser in accordance withss.240.13d-1(b)(1) (ii)(E); (f) [ ] An employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F); (g) [ ] A parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G); (h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [ ] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [ ] Group, in accordance with Section 240.13d-1(b)(1)(ii)(J); If this statement is filed pursuant to Section 240.13d-1(c), check this box |X|. Page 3 of 4 pages 4 Item 4. Ownership: (a) As a result of the passing of Mrs. Schramm, the Estate of Mariam C. Schramm beneficially owns 953,462 shares of the issuer's common stock. The co-executors of the Estate of Mariam C. Schramm, who share voting and disposition power, are Michael R. Coltrane and First Charter National Bank. (b) Percent of class: 5.1% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote: 0 (ii) Shared power to vote or to direct the vote: 953,462 (iii) Sole power to dispose or to direct the disposition of: 0 (iv) Shared power to dispose or to direct the disposition of: 953,462 Item 5. Ownership of Five Percent or Less of a Class: N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8. Identification and Classification of Members of the Group: N/A Item 9. Notice of Dissolution of Group: N/A Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: March 22, 2001 FIRST CHARTER NATIONAL BANK, as Co-executor By: /s/ Danny H. Patton --------------------------------------- Danny H. Patton Senior Vice President and Trust Officer Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----